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Mobile archiving for Indian dealers and fund managers

Comply with the SEBI regulatory requirements for electronic communication capture, storage and monitoring

Securities and Exchange Board of India (SEBI)

 SEBI’s October 2020 amended regulations established a new code of conduct  requiring fund houses and managers to record and store  mobile messages and capture voice calls, and other types of mobile communication with business partners, brokers, distributors, analysts, and company officials.

Read our extensive coverage of the SEBI rule change here.

WhatsApp requirements for enabling compliant business communication

“As work-from-home arrangements are activated … employees … turned to personal messaging applications (e.g. WhatsApp ) in order to discuss business issues with their regular bank contactsall business communication … all business communication histories
can be recorded for audit and compliance purposes … ensuring brokers and fund managers compliance with regulatory reporting and other regulatory requirements.”

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About how TeleMessage keeps you secure

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The TeleMessage Financial Services DataSheet

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We’ll show you how to archive BYOD and Corporate phones!

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About TeleMessage’s GDPR Compliance

Our platform allows for compliant enterprise-wide archiving solutions for financial services:

Meet the Securities and Exchange Board of India Regulations and Standards

Store all mobile communication of dealers and fund managers in the company enterprise archive

Comply with Mobile Recording Compliance

Supports requirements for improved identification controls

Facilitate investigations in market abuse cases

Support other regulations such as: MAS and SGX , FINRA, SEC, MFA

Follow the best practices for trade surveillance operations

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