The Markets in Financial Instruments Directive II (MiFID II) has been in force for more than a year now, yet many financial firms in and outside the EU continue to … Read more
With the BYOD approach in enterprise communication already the norm in the U.S. and U.K. finance sectors, the compliance risks facing companies for allowing their employees to use consumer-grade apps … Read more
The Market in Financial Instruments Directive (MiFID II) is a wide-ranging regulation that affects all investment banks and financial organizations in the UK. Already in force for more than eight … Read more
Ever since the gargantuan European Union (EU) regulation Markets in Financial Instruments Directive (MiFID II) came into effect, several new challenges and trends have recently arisen, stirring the UK financial … Read more
2018 is a big year for financial organizations in EU from a regulatory perspective, with MiFID II newly in force, and the GDPR coming into effect in less than a … Read more
The imminent Markets in Financial Instruments Directive (MiFID II) also brings forth a couple of mobile phone recording technologies that mainly caters to the needs of financial services firms across … Read more
Since 2011, call recording has been a central requirement of Financial Conduct Authority (FCA) in the UK, but now this requirement will become mandatory across investment firms operating across the … Read more
As we get closer to 2018, the level of interest regarding the recordkeeping requirements of Markets in Financial Instruments Directive II (MiFID II) continues to increase. As we have discussed … Read more
It’s only a few months until the Markets in Financial Instruments Directive (MiFID) II, and its accompanying regulation, the Markets in Financial Instruments Regulation (MiFIR) come into effect. As such, … Read more
