The TeleMessage Mobile Archiver
for Financial Services
Comprehensive Mobile Communications Archiving
Capture SMS, MMS, chat and voice calls
Easily ensure your mobile data records both comply with all regulatory requirements
and boost your workplace productivity
The use of the mobile device in the workplace has dramatically changed the way we work.leo.
of an information worker’s time is spent on a mobile device
of employees use mobile for work while on personal time
of work-related content is accessed via mobile devices
of content is created on mobile device
Only 50% of work generated on mobile is ever archived
TeleMessage helps organizations in the financial services industry, including brokers, investment advisors, hedge funds, private equity firms, exchanges, commercial
and retail banks, lenders and insurers, meet their content
retention, record management and oversight obligations with confidence.
Financial Services
Brokers & dealers need to comply with books and records rules (SEC 17a-3 and 17a-4), the FINRA Communications
Rules (2210, 2212–2216), supervision guidelines and ongoing guidance concerning mobile messaging communications
Investment Advisors
TeleMessage helps registered firms, including investment advisers, hedge funds, private equity firms, and venture
capital firms implement and enforce electronic communications recordkeeping and oversight policies for compliance with SEC and FINRA regulations.
Futures & Transfer Agents
Firms registered with the NFA, the derivatives industry’s self-regulatory organization, can meet NFA, FINRA and
SEC recordkeeping and oversight obligations with TeleMessage’s mobile text archiving.
Lending Compliance
Mortgage companies, credit unions, banks, payday lenders, foreclosure relief services and debt collectors are required to effectively retain and monitor mobile communications in order to comply with the FFIEC, Fair Lending
Laws, Truth in Lending Act or the FTC’s rules on Unfair, Deceptive or Abusive Acts.
Investment Dealers (Canada)
TeleMessage helps IIROC member firms meet the recordkeeping and supervision responsibilities mandated in IIROC Rule 29.7, IIROC Notice 11–0349 and National Instrument 31–103.
Investment Advisers (UK)
FCA-registered organizations can stay ahead of evolving retention and supervision requirements for text message archiving including the MiFID II.
Maintain compliance, mitigate risk, and track and archive messages.