Do’s and Don’ts in Mobile Texting and Emojis
When faced with the choice between checking your emails or your text messages, which do you typically prioritize? If you're like the majority, you’re more likely to quickly read a ... Read more
SEC Expanding Communication Compliance Enforcement from Broker Dealers to Investment Advisors
In late September, Reuters reported that U.S. regulators on Friday fined eight companies a total of $111 million over record-keeping lapses, the latest in a series of enforcement actions levied ... Read more
Archiving Messages from Canadian Carriers
Canadian carriers, including regional and national level operators, connect millions across the country wirelessly. Mobile penetration is so high that there are 33 million cellular subscriptions in a country of ... Read more
The new phone call etiquette: Text first and never leave a voice mail
We are hooked to our phones, so much so that 66% of surveyed employees admit to using their devices multiple times during the workday. Given this reality, phones have replaced … Read more
How to Choose the Right Communication Tool for Your Business?
As most companies haven’t standardized and regulated how their teams communicate digitally, the employees have blurred the lines between personal messaging and business communication. Some 70% of the workforce prefers … Read more
Mobile Message Archiving is Crucial for Trade Reconstruction Deadlines & Strict FOIA E-Discovery
Companies operating in the capital markets, especially the listed ones, and government agencies may seem worlds apart, but they share a striking similarity—stringent disclosure requirements from regulators aimed at facilitating ... Read more
What is the Importance of Digital Archives in Enterprises and Government Agencies?
Archiving essential documents is nothing new, it’s been a crucial part of ensuring compliance with regulatory and tax systems for centuries. Having a solid trail of data guarantees the secure … Read more
Crypto exchanges under regulatory rush to capture and archive communications
The world of crypto has long been an untamed wilderness rife with random entities which pop up frequently with promises of untold riches. Social media and instant messengers (IMs) are … Read more
Goldman Pays $5.5 Million Over Allegation It Didn’t Record Calls
Goldman Sachs agreed to pay about $5.5 million to settle allegations it failed to record and retain mobile device calls made by its traders at the onset of the Covid-19 pandemic, in violation ... Read more
Ofgem fines Morgan Stanley £5.4mn for WhatsApp violations
Great Britain’s independent Office of Gas and Electricity Markets (Ofgem) regulator has levied a fine of £5.41m on Morgan Stanley & Co. International plc (MSIP) for not recording and retaining … Read more